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Ruleguard is the leading RegTech company specialising in Governance, Risk, and Compliance (GRC) software solutions for the financial services industry. Our platform streamlines compliance processes, enabling firms to efficiently manage regulatory obligations and maintain high standards of conduct. We are excited to share our podcasts, where we delve into the latest trends and challenges in regulatory compliance. Our episodes feature expert insights on topics such as operational resilience, third-party risk management, and the Financial Conduct Authority’s (FCA) strategic initiatives. Each episode is designed to provide valuable information to help firms navigate the complex regulatory landscape. Join us as we explore these critical issues and share practical strategies to enhance your firm’s compliance framework. Stay informed and ahead of the curve with Ruleguard’s podcast series.
Episodes
Tuesday Jan 14, 2025
Tuesday Jan 14, 2025
In this episode of the PIMFA Podcast, host Philip Allen speaks with RuleGuard’s Head of Risk and Compliance, Priscilla Goudoin, about the FCA and PRA’s perspective on AI in financial services.
They discuss key AI benefits - such as efficient decision-making and improved service - alongside the potential risks, including data exploitation, bias, and algorithmic governance failures.
Priscilla also shares insights on how firms can demonstrate responsible AI use, maintain transparency, and meet regulatory expectations, particularly around consumer duty and product governance.
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