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Ruleguard is the leading RegTech company specialising in Governance, Risk, and Compliance (GRC) software solutions for the financial services industry. Our platform streamlines compliance processes, enabling firms to efficiently manage regulatory obligations and maintain high standards of conduct. We are excited to share our podcasts, where we delve into the latest trends and challenges in regulatory compliance. Our episodes feature expert insights on topics such as operational resilience, third-party risk management, and the Financial Conduct Authority’s (FCA) strategic initiatives. Each episode is designed to provide valuable information to help firms navigate the complex regulatory landscape. Join us as we explore these critical issues and share practical strategies to enhance your firm’s compliance framework. Stay informed and ahead of the curve with Ruleguard’s podcast series.
Episodes
Wednesday Jan 15, 2025
Wednesday Jan 15, 2025
Streamlining CASS Compliance: Practical Tips and Key Takeaways
Staying on top of the FCA’s CASS obligations can feel like a monumental task for many firms. But as Katherine Leman, Co-Founder and Lead Trainer of the PIMFA CASS Academy, and Priscilla Goudoin, Ruleguard's Head of Risk and Compliance, discuss in this podcast, there are very practical steps you can take to ease the burden and maintain robust client asset protection.
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