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Ruleguard is the leading RegTech company specialising in Governance, Risk, and Compliance (GRC) software solutions for the financial services industry. Our platform streamlines compliance processes, enabling firms to efficiently manage regulatory obligations and maintain high standards of conduct. We are excited to share our podcasts, where we delve into the latest trends and challenges in regulatory compliance. Our episodes feature expert insights on topics such as operational resilience, third-party risk management, and the Financial Conduct Authority’s (FCA) strategic initiatives. Each episode is designed to provide valuable information to help firms navigate the complex regulatory landscape. Join us as we explore these critical issues and share practical strategies to enhance your firm’s compliance framework. Stay informed and ahead of the curve with Ruleguard’s podcast series.
Episodes
Tuesday Jan 14, 2025
Tuesday Jan 14, 2025
How do you provide assurance on your CASS controls?
Join Katherine Leman, co-founder and lead trainer at the PIMFA CASS Academy and Priscilla Gaudoin, head of Risk and Compliance at Ruleguard, as they talk about how you can take control of your CASS Controls.
Find out more about Controlling your CASS controls on the Ruleguard podcast page and download our infographic here.
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