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Ruleguard is the leading RegTech company specialising in Governance, Risk, and Compliance (GRC) software solutions for the financial services industry. Our platform streamlines compliance processes, enabling firms to efficiently manage regulatory obligations and maintain high standards of conduct. We are excited to share our podcasts, where we delve into the latest trends and challenges in regulatory compliance. Our episodes feature expert insights on topics such as operational resilience, third-party risk management, and the Financial Conduct Authority’s (FCA) strategic initiatives. Each episode is designed to provide valuable information to help firms navigate the complex regulatory landscape. Join us as we explore these critical issues and share practical strategies to enhance your firm’s compliance framework. Stay informed and ahead of the curve with Ruleguard’s podcast series.
Episodes
Thursday Jan 23, 2025
Thursday Jan 23, 2025
In this episode of the PIMFA Podcast, host Philip Allen speaks with Priscilla Goudoin, Ruleguard’s Head of Risk and Compliance, to explore how financial services firms can refine their product governance frameworks to meet both MIFID II and Consumer Duty requirements. With the FCA placing renewed emphasis on demonstrating robust oversight and delivering good customer outcomes, this discussion highlights the practical steps firms can take to ensure their products are designed, distributed, and monitored effectively.
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